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篇名
廣泛禁止菸品廣告之合憲性研究
並列篇名
The Constitutionality of Comprehensive Ban on Tobacco Advertising
作者 林杰 (LIN Jie)
中文摘要
系所名稱:法律學系 學位別:碩士 畢業學年:101年 指導教授:許宗力 2005年2月27日,「世界衛生組織菸草控制框架公約」(WHO Framework Convention on Tobacco Control, WHO FCTC)正式生效,其為世界衛生組織首次主導策劃的跨國性公約,亦是聯合國史上迅速批准的條約之一,可見其國際重要性。按公約第13條意旨,各締約國原則上應「廣泛禁止」(comprehensiveban)所有菸品廣告,並在締約後5年內採行適當措施並回報,有鑑於此,近年來,世界各國紛紛修法擴大禁止菸品廣告,非締約國亦受公約實質影響而修法,廣泛禁止菸品廣告似已蔚為潮流,我國亦然。然公約第13條同時揭示,採取何種具體管控措施限制菸品廣告,需遵照各國憲法意旨為之,導致各國規範設計不一、強度各異,因應公約而愈趨嚴格的法律修正規範,亦屢屢遭受合憲性質疑,其中最常見的主張即是違反憲法所保障的言論自由。2008年11月底,公約締約方第3屆會議(The Third Session of the Conferenceof the Parties, COP3)更通過「世界衛生組織菸草框架控制公約第13條實施準則」(Guidelines for implementation of Article 13 of the WHO FrameworkConvention on Tobacco Control),作為公約第13條禁止菸品廣告行為的參考範本,該準則提供兩個面向供各國參考:(一)強調以公約第13條作為國際共同指導原則,仍應朝「消除菸品廣告」(eliminate tobacco advertising)方面邁進;(二)在尊重各國憲法保障言論自由的意旨下,考慮「合法的表達」(legitimateexpression),應適度設置例外。其所彰顯的正是管制菸品廣告的兩難之處,一方面鑒於菸品的「惡害」,重申必須廣泛禁止菸品廣告;另一方面則慮及菸品畢竟屬「合法商品」,仍須適度兼顧其合法表達,而此問題必須求諸於各國憲法。我國菸害防制法菸品廣告相關規範,於2007年7月修正,並於2009年1月施行,修法理由明白揭示係為落實公約第13條精神而擴大禁止菸品廣告,實際運作甚至已達到「全面禁止」與範圍無窮無盡的「超限禁止」(意指超出法律原本禁止範圍,將在一般理解下非屬菸品廣告者也納入禁止)境界。我國新法規範修正時點恰巧落在前揭公約施行後,公約實施準則公布前,然在公約實施準則已有考慮應適度開放的前提下,是否仍應維持現行規範,不無疑問。本文旨在探究依公約意旨而施行的廣泛禁止菸品廣告措施,是否合乎憲法保障言論自由精神,將焦點集中於我國菸害防制法第2條第4款定義規範、第9條行為規範以及第26條效果規範。進行違憲審查之前,必須探究我國現行規範在國際上的規範強度及對社會的實際影響,本文透過以下兩種方式進行:(一)鑒於公約乃跨國共識,考察各國法制有其必要,筆者嘗試整理並比較歐盟、美國、加拿大、澳洲、南非、日本、南韓、中國大陸及香港等五大洲各國現行規範;(二)透過我國現存的社會現象、行政及司法實務案例,觀察現行法的影響層面究有多廣。在比較憲法層次中,本文主要以美國與加拿大為比較對象,理由有二:(一)美國憲法向來以保障言論自由著稱,案例豐富,且該國聯邦最高法院判決相繼被各國憲法裁判實務援用,有鑑於此,與商業性言論相關部分,本文主要聚焦於美國法,除探討如何界定商業性言論、該國用以判斷限制商業性性言論是否合憲的中央哈德遜檢驗(Central Hudson test)外,更注重近來新興的言論區分類型─「惡習商品」(“vice” products,即成年人可正常合法取得,但對公眾健康或道德將產生衍生性不良危害的商品,如,菸、酒、博弈等),法院於面臨此類商品廣告案件時,是否有較為一致的脈絡可供參循;(二)而現存有關菸品廣告限制的憲法案例,就屬加拿大聯邦最高法院最多,且該國憲法中的公權力限制條款及依據該條款所衍生而來的歐克斯檢驗(Oakes test),與我國憲法第23條文本及比例原則非常類似,準此,在菸品廣告案例探討上,本文鎖定加拿大法作為借鏡。我國現行相關規範極為嚴格,符合國際禁菸潮流的「進步」程度世所罕見,而此種事後全面禁止、甚至超限禁止的規範模式,侵犯人民言論自由的違憲疑慮,並不亞於事前審查。本文認為我國現行規範,並無合憲性解釋空間,牴觸憲法第11條保障人民言論自由意旨,違憲理由略有:(一)定義規範泛泛陳詞,指涉範圍包山包海涵蓋過廣,不僅全面禁止菸品廣告,更使非屬一般認知上的商業行為亦納入限制,形成超限禁止現象,違反法律明確性原則;(二)行為規範,因受定義規範連帶影響,失之過嚴,全面壓制言論、禁止範圍過廣的結果,除造成「超限禁止」不符我國憲法第23條比例原則外,另在相同「降低菸品消費」目的下,實存在其他侵害更小手段,系爭規範「全面禁止」菸品廣告,亦不合比例原則要求,應予適度開放;(三)現行法「全面禁止」菸品廣告,對其他一般惡習商品則無此要求,在正常情況下雖未違反憲法第7條平等原則,惟立法者並未考量檳榔廣告與菸品廣告兩者可以類比,且其所禁範圍包括性質上與檳榔相同的無煙菸品,對相同事務無正當理由卻為不同處理,此種差別待遇並不符合平等原則,且其將單純資訊或價格廣告,與有顯著提升菸品消費的其他促銷性廣告同視、對誤導性廣告限制寬於非誤導性廣告,亦已造成不等者等之或輕重失衡現象,與平等原則有所牴觸。現行相關規範已然違憲,立法者應盡速修法改進,方符憲法第11條保障人民言論自由意旨。此外,本文研究發現,美國聯邦最高法院、加拿大聯邦最高法院以及我國司法院大法官解釋,近來似有強調:促進合法交易、真實且無誤導性的商業性言論,相較於促進非法交易、不實且有誤導性者更值得保護。綜合美、加及我國釋憲實務近來趨勢,本文認為,對成年人而言合法、真實且無誤導性的基礎商品資訊提供,應可作為管制菸品廣告的憲法界限,而菸品向來被視為各項惡習商品中的萬惡之首,準此,此一界限應可適用於其他性質類似的惡習商品廣告。筆者期盼透過本文研究,俾供未來制定相關「清教徒式立法」反省,為如何在合乎憲法保障商業性言論意旨的前提下,妥適管制如檳榔、博弈等惡習商品廣告,提供棉薄助益。
英文摘要
On February 27, 2005, the “WHO Framework Convention on Tobacco Control” (WHO FCTC) formally came into force. It represents the first international treaty ever planned by WHO, as well as one of the fastest ratified in the history of the United Nations, which also illustrates its international significance. Article 13 of the Convention stipulates that, in principle, all parties shall adopt a “comprehensive ban” on tobacco advertising. Moreover, within five years of their ratification of the Convention, the parties shall commit themselves to undertake appropriate legislation and reporting. In view of this, many countries have in recent years amended their laws with the aim of expanding the ban on tobacco advertising. Even non-parties to the Convention were in fluenced into amending their laws. Thus, the comprehensive banning of tobacco advertising has already become a global trend, including in Taiwan.However, Article 13 of the said convention also regulates that the adoption of concrete measures to control tobacco advertising by governments must be done while respecting their own constitutions. This has led to a diversity in regulatory designs, and to varying degrees of astringency. Increasingly strict legal amendments aimed at the observance of the Convention’s spirit have met with doubts on their constitutionality. Of them, the most common claim is that the said amendments run contrapuntal to freedom of speech.Towards the end of November 2008, the Third Session of the Conference of the Parties (COP3) further passed the “Guidelines for Implementation of Article 13 of the WHO Framework Convention on Tobacco Control” to serve as a reference for Article 13 banning tobacco advertising. The said Guidelines suggest two directions for parties to pursue: (1) Taking Article 13 of WHO FCTC as a common guiding principle internationally, efforts must be directed towards the “eliminat[ion of] tobacco advertising,” (2) Under the premise of respect for freedom of speech which protected by the constitution, it must be taken into consideration that appropriate exceptions be made when it came to the issue of “legitimate expression”. These two directions, specifically, highlights the two problematic issues in efforts towards banning tobacco advertising. On the one hand, as tobacco is “harmful,” it’s advertising necessarily has to be comprehensively banned. On the other, in consideration of the fact that tobacco products are “lawful products,” it is necessary to also consider legitimate expression in an appropriate manner, a matter that must be weighed from the perspective of a country’s constitution.Taiwan’s “Tobacco Hazards Prevention Act” regulates tobacco advertising. This act was amended in July of 2007, and has been implemented since January 2009. The said act was amended to better accommodate the spirit of Article 13 of the Convention, with its goal of reaching a comprehensive ban on tobacco advertising. Actual implementation of the Act has reached the level of “complete ban,” and even, on the level of a “super ban,” which exceeds the scope supposedly stipulated by law due to the inclusion of other unrelated behavior (those understood as not having to do with tobacco advertising). In terms of timing, Taiwan’s new regulations are somewhere between the implementation of the Convention and the announcement of the Guidelines. Yet, as an appropriate relaxation of comprehensive banning has already been taken into consideration in the Guidelines, it is doubtful whether the new Taiwan regulations should be maintained or not.This thesis aims to probe into whether or not measures or laws on the comprehensive banning of tobacco advertising as inspired by the spirit of the Convention indeed go against freedom of speech as guaranteed by the constitution. Focus of the study will be on the definition provision in Article 2 (4) of the Taiwan’s Tobacco Hazards Prevention Act, the behavioral provision in Article 9 and the penalty provision of Article 26 of the same act.Prior to a judicial review of the Constitution, it would be necessary to study how Taiwan’s current laws compare with other countries in regard to how much they infringe on people’s rights, as well as their actual impact on society. In this thesis, this will be done in two ways: (1) As the Conventions are international consensus, there is a need to study legal systems in other countries, including the EU, the United States, Canada, Australia, South Africa, Japan, South Korea, China(P.R.C.) and Hong Kong, (2) From the perspectives of Taiwan’s existing social conditions, as well as administrative and judicial cases studies, we will probe into the depth of how influential current laws are.From the level of comparative constitutional law, this thesis mainly compares the American and Canadian legal systems. There are two reasons why: (1) The US Constitution has always upheld freedom of speech, because of which cases studies abound, and decisions made by the US Supreme Court often serve as references in the way many countries arrive at constitutional adjudication. In view of this, the discussion of commercial speech centers on US laws. In addition to how commercial speech is defined, the American system offers a useful tool, the Central Hudson Test which is used to determine whether limiting commercial speech is constitutional or otherwise. The US system in recent years also adopted new speech zone classification such as use of the term “ ’vice’ products.” This term refers to commercial products persons of legal age may obtain although such products lead to secondary harmful effects on public health or morals. These products include cigarettes, alcohol, gambling, etc. This thesis studies whether or not the US Supreme Court handling cases of advertising such products follow certain definite judicial pathways. (2) The Canadian Supreme Court offers the largest collection of constitutional cases on the banning of tobacco advertising. The restrictive clauses on government authority in Canadian constitution and their derivative Oakes Test are highly consonant with Article 23 of the Constitution of the Republic of China (R.O.C., Taiwan) and the principle of proportionality. For this reason, this study will take Canadian tobacco advertising cases as reference.Today, Taiwan’s relevant laws are stringent and they keep pace with “progress” in the international effort to restrict tobacco advertising on an almost-unprecedented scale. This complete ban, or even, super ban, are viewed with doubt as to their unconstitutional violation of freedom of speech, and is taken on the same level as “prior restraint.” In this thesis, it is the author’s view that Taiwan’s relevant regulations fare dismally when it came to “constitutional interpretation” (Verfassungskonforme Gesetzesauslegung). In fact, Taiwan laws violate Article 11 of the Constitution of R.O.C. protecting people’s freedom of speech. They are unconstitutional for three reasons: (1) The “vagueness” and “overbreath” from the definition provision of the Act’s Article 2 (4) become a main concern due to its infinite coverage. It is not just a complete ban of tobacco advertising, but also restricting behavior not cognitively recognized as relevant, leading to a super ban, and thus violates the principle of legal certainty. (2) The behavioral provision of the Act’s Article 9, influenced by the definition provision, is too strict and its scope of restriction far too wide, leading to a super ban in a manner not in keeping with the principle of proportionality enshrined in Article 23 of the Constitution of R.O.C.. Moreover, goals towards reaching a reduction in tobacco consumption have encouraged the adoption of other less-burdensome alternatives also aimed at regulations leading to a complete ban. This also violates the principle of proportionality and must therefore be appropriately relaxed. (3) While existing laws completely ban tobacco advertising, there are no such requirements for other vice products. Although in normal circumstances, these laws do not violate the principle of equality in Article 7 of the Constitution of R.O.C., but legislators fail to take into account that betel nut advertising is comparable to tobacco advertising. The scope of restrictions also includes smokeless tobacco, a product variety characteristically similar to betel nut, and therefore “same matters or things are treated in a different way without any legitimate reason.” Such a discriminatory manner runs contrary to the principle of equality. Moreover, existing laws view informative or price advertisements in the same way as promotional advertising aimed at boosting tobacco consumption, while at the same time imposing stricter restrictions on non-misleading advertising than on misleading ones. For this reason, “different matters or things are not treated in a reasonably different manner” or sometimes, a loss of balanced impartiality in violation of the principle of equality becomes a consequence. Existing applicable regulations are evidently unconstitutional, making speedy legal amendments a necessity if we are to respect freedom of speech protected by Article 11 of the Constitution of R.O.C..In addition, it has been noticed in this study that the US Supreme Court, the Supreme Court of Canada and Taiwan’s Interpretation of Justices of the Constitutional Court, Judicial Yuan, had recently emphasized that lawful, real and non-misleading commercial speech deserve more protection than unlawful, untruthful and misleading commercial speech. In summary, a review of the trends in constitutional adjudication in the US, Canada and Taiwan shows that the provision of lawful, real and non-misleading product information to adults could serve as the constitutional boundaries for the control of tobacco advertising. Such boundaries should apply not just to advertising of tobacco products as the head of all immoral vice but likewise must encompass advertising of other vice products of a similar nature.It is the hope of the author that this study could serve as a reference and wake up call for legislators who would want any “puritanical legislation” of laws in the future and could contribute to a more appropriate control of advertising other vice products such as betel nuts and gambling, while at the same time guaranteeing people’s constitutional rights to freedom of commercial speech.
起訖頁 1-491
關鍵詞 菸品廣告言論自由商業性言論惡習商品廣泛禁止全面禁止違憲審查中央哈德遜檢驗歐克斯檢驗博爾格檢驗菸害防制法世界衛生組織菸草框架控制公約tobaccotobacco advertising/ tobacco advertisementfreedom of speechcommercial speech“vice” productscomprehensive bancomplete ban/ total banjudicial reviewCentral Hudson testOakes testBolger testTobacco Hazards Prevention ActWHO Framework Convention on Tobacco Control(WHO FCTC).
刊名 博碩論文  
期數 輔仁大學 
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