刑事合規試點模式之檢視與更新

Review and Update of Criminal Compliance Pilot Model

我國檢察機關目前對於民營企業犯罪探索建立的刑事合規制度具有積極的社會引導意義，但在發端背景、合規互動結構、案件適用範圍、法源及合規强度等方面存在不足，可能影響刑事合規的適用效果。通過改造我國刑法中關於單位犯罪歸責原理的路徑來達到刑事合規擴大適用是不經濟的。我國民營企業的刑事合規建設需要避免合規概念的泛化，通過區分犯罪類型、細分企業規模及控制合規成本等方面的細緻設計來激發企業建立合規體系的內驅力。外部監管方面應通過更新監管理念來獲得行政監管機構對企業合規建設的協同，可以試點先行延長合規考察期限。

The Prosecutorial authority currently have a positive social guiding significance for the criminal compliance system established by private enterprise crimes, but there are deficiencies in the originating background, compliance interaction structure, case application scope, source of law, and compliance intensity, which may affect Application effect of criminal compliance. It is not economical to achieve the expansion of criminal compliance by reforming the path of the principle of liability for unit crimes in the criminal law of our country. The criminal compliance construction of private enterprises in my country needs to avoid the generalization of the concept of compliance, and stimulate the internal drive of enterprises to establish a compliance system by distinguishing the types of crimes, subdividing the scale of enterprises, and controlling the cos\of compliance. In terms of external supervision, it is necessary to update the supervision concept to obtain the coordination of the administrative supervision agency in the establishment of corporate compliance, and the compliance inspection period can be extended on a pilot basis.