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篇名
歐美競爭法之初步研析
並列篇名
Preliminary Analysis on EU and US Competition Law
作者 李綱信
中文摘要
近年來,台灣多家企業違反歐美競爭法規範,引起政府主管機關重視。值此,本文針對歐美競爭法,進行初步研析。首先,本文由違法判斷準則、罰責及域外適用等方面,比較歐美競爭法異同。在違法判斷準則方面,美國儘管固定價格行為適用當然違法原則,然實際判例仍存在例外,而歐盟則訂定明確的判斷程序;在罰責方面,美國主要為刑事罰,而歐盟則為行政罰;在域外適用方面,美國適用效果原則,而歐洲執委會則適用單一經濟體原則、履行地原則及效果原則。其次,在寬恕政策方面,歐美寬恕條款在適用時點、配合調查與資格保留完全相同,然在主管機關、廠商可獲得的寬恕程度、適用主體、退出卡特爾時點、賠償責任、附加寬恕則有所不同。最後,為因應國際競爭法日趨嚴峻的執法環境,廠商應由計畫制定、計畫執行及計畫監控等方面,建立完整的法令遵循計畫。
英文摘要
In recent years, a number of Taiwan’s enterprises have acted in breach of the rules of fair competition laid down by the law in Europe and the United States. This is a matter that the competent government authorities in Taiwan have taken very seriously, hence the purpose of this paper in conducting a preliminary analysis on European and American competition law. First, the paper compares EU and US competition law from the perspectives of the criteria applied in violation judgments, the penalties imposed, and the extraterritorial application of the law. In respect of criteria, while price fixing is prima facie illegal in America, in practice exceptions are still allowed by the courts, whereas in Europe the judgment process is prescribed clearly by the law. In respect of penalties, America mainly imposes criminal penalties while Europe imposes administrative penalties. In extraterritorial application, America applies the “effects doctrine,” while the European Commission applies the “single economic entity doctrine,” the “implementation doctrine,” and the “effects doctrine.” Next, in examining leniency policy, the paper finds no differences between the US and the EU in respect of timing the application of leniency, cooperation with investigation, and retention of eligibility, but finds differences in respect of the governing authorities, the degree of leniency, the entities covered, the timing of cartel exit, liability for damages, and provision for “amnesty plus.” Finally, in response to the increasingly severe enforcement environment of international competition law, companies should establish comprehensive compliance programs that cover all aspects of compliance from the making and execution of plans to their monitoring and control.
起訖頁 341-368
刊名 經濟研究年刊  
期數 201203 (12期)
出版單位 行政院國家發展委員會
該期刊-上一篇 美日財政問題之探討
該期刊-下一篇 中國大陸區域發展變化之研析
 

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