TECHNICAL COMPLIANCE ANNEX   全文下載

Recommendation 1–Assessing Risks and applying a Risk-Based Approach Recommendation 2–National Cooperation and Coordination Recommendation 3–Money laundering offence Recommendation 4–Confiscation and provisional measures Recommendation 5–Terrorist financing offence Recommendation 6–Targeted financial sanctions related to terrorism and terrorist financing Recommendation 7–Targeted Financial sanctions related to proliferation Recommendation 8–Non-profit organisations Recommendation 9–Financial institution secrecy laws Recommendation 10–Customer due diligence Recommendation 11–Record-keeping Recommendation 12–Politically exposed persons Recommendation 13–Correspondent banking Recommendation 14–Money or value transfer services Recommendation 15–New technologies Recommendation 16–Wire transfers Recommendation 17–Reliance on third parties Recommendation 18–Internal controls and foreign branches and subsidiaries Recommendation 19–Higher-risk countries Recommendation 20–Reporting of suspicious transaction Recommendation 21–Tipping-off and confidentiality Recommendation 22–DNFBPs: Customer due diligence Recommendation 23–DNFBPs: Other measures Recommendation 24–Transparency and beneficial ownership of legal persons Recommendation 25–Transparency and beneficial ownership of legal arrangements Recommendation 26–Regulation and supervision of financial institutions Recommendation 27–Powers of supervisors Recommendation 28–Regulation and Supervision of DNFBPs Recommendation 29–Financial intelligence units Recommendation 30–Responsibilities of law enforcement and investigative authorities Recommendation 31–Powers of law enforcement and investigative authorities Recommendation 32–Cash Couriers Recommendation 33–Statistics Recommendation 34–Guidance and feedback Recommendation 35–Sanctions Recommendation 36–International instruments Recommendation 37–Mutual legal assistance Recommendation 38–Mutual legal assistance: freezing and confiscation Recommendation 39–Extradition Recommendation 40–Other forms of international cooperation