| 英文摘要 |
Financial institutions provide customers with a wide range of services, including investment management, financial planning, and other services that require government approval. Their funds come from the public. Thus, their businesses need a high degree of professionalism and integrity. Concerning that financial institution may not concentrate on their businesses and create conflicts of interest such as related party transactions, financial regulatory laws often require a separation of banking and commerce, a separation of banking and banking, or even a separation of banking and media. However, people in the academic circle and judicial practice have different views concerning the scope, type, and liability for violations of such laws. In particular, the dispute remains regarding the legal effect of an act done by a financial institution when it violates the laws by serving concurrent positions. This article analyzes domestic and foreign cases, conducts in-depth research from theory to practice, and provides concrete and helpful suggestions for the issue. |
